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Buy Certificate

NORTHERN TRUST INVESTMENTS, INC.

ACTIVE

LEI: BEL4B8X7EHJU845Y2N39

ISSUED

United States of America, CHICAGO, 50 SOUTH LASALLE STREET, 60603

Legal name

NORTHERN TRUST INVESTMENTS, INC.

Registered at

National Information Center (NIC) (Federal Financial Institutions Examination Council)

United States of America, United States of America

RA000748

Registration authority entity ID

1422980

Legal jurisdiction

US

Entity category

GENERAL

Entity legal form code

8888

Entity status

ACTIVE

Entity created at

2012-06-06

Legal Address

50 SOUTH LASALLE STREET

60603

CHICAGO

US-IL

US | United States of America

Headquarters Address

50 South LaSalle Street

60603

Chicago

US-IL

US | United States of America

LEI initial registration date

2012-06-06

LEI last update date

2024-08-19

LEI registration status

ISSUED

LEI next renewal date

2025-09-12

Managing LOU

Bloomberg Finance L.P. (Bloomberg Finance L.P.)

5493001KJTIIGC8Y1R12

Validation sources

FULLY_CORROBORATED

Validated at

National Information Center (NIC) (Federal Financial Institutions Examination Council)

United States of America, United States of America

RA000748

Validated as

1422980

Northern Trust Collective Emerging Markets ex China Investable Market Index Fund - Lending Northern Trust Collective Emerging Markets ex China Index Fund-Lending Northern Trust Collective EAFE Index Fund - DC - Lending Northern Trust Collective Emerging Markets Quality Opportunity Fund Northern Trust Collective Emerging Markets ex China Index Fund - Non - Lending NORTHERN TRUST COLLECTIVE EMERGING MARKETS INDEX FUND LENDING Multi-Advisor Funds Global Equity Fund-Generation Investment Management US LLP FlexShares International Quality Dividend Dynamic Index Fund Multi-Advisor Funds International Equity Value Fund NT Short Duration High Quality Fixed Income Division, an investment division of Talcott Resolution Life Insurance Company ACTIVE M EMERGING MARKETS EQUITY FUND Northern Trust Common Russell 2000(R) Index Fund - Lending Northern Trust Common Quality Low Volatility U.S. Fund - Lending NORTHERN TRUST COLLECTIVE ALL COUNTRY WORLD INDEX ACWI EX US FUND LENDING Northern Trust Common Russell 1000 Value Index Fund - Lending MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND Northern Trust Common EAFE Index Fund - Lending Northern Trust Common Russell 2000 Value Index Fund - Lending Russell 2000 Index Division, an investment division of Talcott Resolution Life Insurance Company Northern Trust Collective U.S. Small Cap Fund - Non-Lending FlexShares Quality Dividend Dynamic Index Fund Northern Trust Collective Quality Small Cap Core International Fund - Non-Lending Northern Trust Collective Quality Small Cap Core U.S. Fund - Lending Northern Small Cap Core Fund Northern Trust Collective S&P 500 Value Index Fund - Lending Northern Income Equity Fund Northern Trust Collective Developed International Small Cap (DISC) Index Fund - Non-Lending Northern Trust Common Russell 1000 Index Fund - Lending Northern Trust Common US Market Cap Index Fund - Lending Northern Trust Common S&P 400 Index Fund - Lending Northern Trust Collective Quality Low Volatility World Fund - Lending FlexShares ESG & Climate Emerging Markets Core Index Fund FlexShares ESG & Climate US Large Cap Core Index Fund Northern Trust Common All Country World Index (ACWI) ex-US Fund - Lending Northern Trust Common Aggregate Bond Index Fund - Lending Northern Funds Treasury Portfolio NORTHERN TRUST COLLECTIVE EAFE INDEX FUND NON LENDING Northern Limited Term U.S. Government Fund Northern Tax-Advantaged Ultra-Short Fixed Income Fund Northern California Tax-Exempt Fund NORTHERN TRUST COLLECTIVE WORLD EX US INDEX FUND NON LENDING Northern Trust Collective Russell 1000 Growth Index Fund - Lending NT 30 Year MBS/Treasury/Agency Index Division, an investment division of Talcott Resolution Life Insurance Company Northern Engage360 Fund FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund Northern Trust Collective Quality Low Volatility World ex-US Fund - Non-Lending Northern Trust Collective 1 10 Year Intermediate Credit Bond Index Fund Lending Northern Trust Collective Russell 2000 Growth Index Fund - Non-Lending NORTHERN TRUST COLLECTIVE EMERGING MARKETS INDEX FUND NON LENDING FlexShares Ultra-Short Income Fund International Quality ESG Fund FLEXSHARES TRUST NORTHERN TRUST COLLECTIVE GLOBAL REAL ESTATE INDEX FUND NON LENDING Northern Trust Collective United States Investable Market Index Fund - Non-Lending Northern Trust Collective Russell 1000 Index Fund - Non- Lending Northern Trust Common All Country World Investable Market Index Fund - Non - Lending Northern Tax-Exempt Fund Northern Trust Collective Quality Low Volatility World Fund - Non-Lending Multi-Manager Emerging Markets Debt Opportunity Fund NORTHERN TRUST COMMON S&P 500 INDEX FUND LENDING Northern High Yield Municipal Fund Northern Institutional U.S. Government Select Portfolio Northern Trust Collective All Country World Index (ACWI) Diversified Multi-Factor Fund - Lending Northern Trust Collective Extended Equity Market Index Fund - DC - Non-Lending NORTHERN INSTITUTIONAL LIQUID ASSETS PORTFOLIO FlexShares High Yield Value-Scored Bond Index Fund Northern Short-Intermediate Tax-Exempt Fund Northern Trust Collective All Country World ex-US Investable Market Index Fund - DC - Non-Lending Northern Trust Collective Quality Small Cap Core Global Fund - Non-Lending NTCC International Equity NL Fund FEBT ADVISERS INVESTMENT TRUST Northern Trust Collective Russell 2000 Index Fund - Non-Lending Northern Trust Common Credit Bond Index Fund - Non- Lending NORTHERN TRUST COMMON EMERGING MARKETS INDEX FUND NON LENDING Northern Trust Collective Commercial Mortgage-Backed Securities Bond Index Fund - Non-Lending Northern Trust Collective Russell 1000 Value Index Fund - DC - Non Lending Northern California Intermediate Tax-Exempt Fund Northern Trust Collective S&P 500 Index Fund - Non- Lending NTCC Granite Small Cap Core Fund NL FEBT Northern Short Bond Fund FlexShares Quality Dividend Index Fund Northern Trust Collective Long Term Government Bond Index Fund - Lending FlexShares Developed Markets ex-US Quality Low Volatility Index Fund Northern Trust Collective Russell 1000 Index Fund - Lending NTCC Polen Large Cap Growth NL Fund FEBT FlexShares Emerging Markets Quality Low Volatility Index Fund NORTHERN TRUST COLLECTIVE WORLD EX US INVESTABLE MARKET INDEX FUND NON LENDING Northern Trust Collective Canada Small Cap Index Fund - Non-Lending Multi-Manager Global Real Estate Fund Northern Trust Common Russell 3000 Index Fund - Lending Northern Trust Collective Global Infrastructure Index Fund - Non Lending Northern Trust Collective Long Term Government/Credit Bond Index Fund - Non-Lending Northern Trust Common S&P 500 Index Fund - Non- Lending Northern Trust Collective All Country World Index (ACWI) ex-US Fund - DC - Non-Lending Northern Trust Investments Collective Funds Trust Northern Trust Common Government Bond Index Fund - Lending NT Multi-Manager Collective U.S. All Cap Equity Fund - Non-Lending Northern Trust Common Short Term Government Bond Index Fund - Lending U.S.TREASURY INDEX FUND Northern Small Cap Index Fund NORTHERN TRUST COLLECTIVE GOVERNMENT SHORT TERM INVESTMENT FUND FlexShares Credit-Scored US Corporate Bond Index Fund Northern Small Cap Value Fund NT 30 Year MBS/CMBS Index Direct Division, an investment division of Talcott Resolution Life Insurance Company NORTHERN TRUST COLLECTIVE SHORT TERM INVESTMENT FUND Treasury Instruments Portfolio Northern Trust Collective 1-10 Year Intermediate Credit Bond Index Fund - Non-Lending FlexShares Morningstar Emerging Markets Factor Tilt Index Fund Northern Trust Collective All Country World ex-US Investable Market Index Fund - DC - Lending Northern Trust Collective Global Natural Resources Index Fund - Non Lending NT Collective Emerging Markets Small Cap Index Fund - Non Lending Northern Trust Collective Emerging Markets Index Fund - DC- Non-Lending Northern Engage360 Fund - Ariel Investments LLC Northern Trust Collective US IMI - Lending Northern Trust Collective Long Term Government/Credit Bond Index Fund - Lending Northern Trust Collective ACWI IMI Fund - Lending Large Cap Value Fund Northern Trust Common 1-5 Year Credit Bond Index Fund - Non-Lending NORTHERN TRUST COLLECTIVE GLOBAL REAL ESTATE INDEX FUND - LENDING Northern Trust Collective Long-Term US Non Corporate Credit Bond Index Fund - Non-Lending Northern Trust Collective Developed International Small Cap (DISC) Index Fund Lending Northern Trust Collective Asset-Backed Securities Index Fund - Non-Lending Northern Large Cap Core Fund Northern Global Real Estate Index Fund Northern Trust Collective World ex-US Investable Market Index Fund - Lending NTCC High Yield Bond Fund FEBT Northern Trust Collective Treasury Inflation-Protected Securities (TIPS) Index Fund - Lending Northern Trust Collective All Country World Index Fund - Non-Lending Northern Trust Collective Russell 1000 Growth Index Fund - DC - Non-Lending NORTHERN TRUST COLLECTIVE US MARKET CAP INDEX FUND LENDING FlexShares ESG & Climate High Yield Corporate Core Index Fund Northern Trust Collective 1-10 Year Intermediate Government Bond Index Fund - Non-Lending Northern Trust Collective Short Term Government Bond Index Fund - Non-Lending Multi-Manager Global Listed Infrastructure Fund NTCC Long Corporate NL Fund FEBT Northern Trust Collective S&P 600 Index Fund - DC - Non-Lending Northern Trust Collective S&P 500 Index Fund - Lending NT Collective Extended Equity Market Index Fund - Lending NORTHERN TRUST COLLECTIVE WORLD INVESTABLE MARKET INDEX FUND LENDING NORTHERN TRUST COLLECTIVE GOVERNMENT/CREDIT BOND INDEX FUND LENDING FlexShares US Quality Low Volatility Index Fund International Equity Index Fund NTCC Jacobs Levy Core Equity NL Fund FEBT Northern Trust Common Aggregate Bond Index Fund - Non-Lending FlexShares STOXX US ESG Select Index Fund FlexShares ESG & Climate Developed Markets ex-US Core Index Fund NORTHERN TRUST COLLECTIVE RUSSELL 2000 GROWTH INDEX FUND LENDING NTCC Aristotle Large Cap Value NL Fund FEBT Northern Trust Collective Extended Equity Market Index Fund - DC - Lending FlexShares STOXX Global Broad Infrastructure Index Fund Northern Trust Collective Russell 2000 Index Fund - DC - Non-Lending Northern Trust Collective Russell Small Cap Completeness Fund - Lending Northern Trust Collective Long Term Credit Bond Index Fund - Non-Lending Northern Trust Collective S&P 500 Index Fund - DC - Lending Northern Trust Collective 1-5 Year Credit Bond Index Fund - Non Lending Northern Trust Collective EAFE Index Fund - DC - Non Lending NORTHERN TRUST COMMON DIVERSIFIED FRONTIER MARKETS INDEX FUND NON LENDING NORTHERN TRUST COLLECTIVE EAFE (R) INDEX FUND - Lending NORTHERN TRUST COMMON RUSSELL 2000 GROWTH INDEX FUND LENDING Multi-Advisor Funds Global Emerging Markets Growth Fund Northern Trust Collective S&P 400 Index Fund - Non- Lending Northern U.S. Government Money Market Fund Northern Emerging Markets Equity Index Fund Northern Trust Collective All Country World Investable Market Index Fund - DC - Non Lending Northern Arizona Tax-Exempt Fund Northern Trust Collective Intermediate Government/Credit Bond Index Fund - Lending Northern Trust Collective S&P 500 Index Fund - DC - Non-Lending NORTHERN TRUST COLLECTIVE ALL COUNTRY WORLD INVESTABLE MARKET INDEX FUND NON LENDING FlexShares ESG & Climate Investment Grade Corporate Core Index Fund NORTHERN TRUST COLLECTIVE ALL COUNTRY WORLD INDEX ACWI EX US FUND NON LENDING MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS EQUITY FUND - AXIOM INVESTORS FlexShares International Quality Dividend Index Fund NORTHERN TRUST COLLECTIVE RUSSELL 1000 VALUE INDEX FUND LENDING NTCC Emerging Markets Fund FEBT NTCC William Blair International Fund AFGT NORTHERN TRUST COLLECTIVE FCP SHORT TERM INVESTMENT FUND NORTHERN TRUST COLLECTIVE AGGREGATE BOND INDEX FUND LENDING FlexShares Disciplined Duration MBS Index Fund Northern Trust Common Russell 1000 Growth Index Fund - Lending U.S. Government Fund Northern Ultra-Short Fixed Income Fund Northern Trust Labor Select Collective Russell 3000 Index Fund - Lending Northern Fixed Income Fund Northern Trust Common Russell 2000 Index Fund - Non- Lending Northern Limited Term Tax-Exempt Fund Northern Trust Collective Quality Large Cap Core International Fund - Lending Northern Trust Common United States Investable Market Index Fund-Non-Lending Northern Trust Collective Quality Low Volatility U.S. Fund - Non-Lending Northern Trust Collective United States Index Fund - Non- Lending Northern Trust Collective Quality Small Cap Value Fund - Non-Lending Northern Institutional U.S. Government Portfolio FlexShares Real Assets Allocation Index Fund NT Multi-Manager Collective Non-U.S. Equity Fund - Lending Northern Trust Collective S&P 600 Index Fund - Non-Lending Northern Mid Cap Index Fund Northern Trust Collective Russell 2000 Index Fund - Lending Northern Trust Common EAFE Index Fund - Non-Lending Northern Trust Collective Aggregate Bond Index Fund - Non-Lending Northern Trust Collective Long Term Government Bond Index Fund - Non-Lending Northern High Yield Fixed Income Fund NORTHERN TRUST COMMON SHORT TERM INVESTMENT FUND Northern Trust Common Russell 1000 Index Fund - Non- Lending NTCC Hotchkis & Wiley Value Opportunities NL Fund FEBT NORTHERN TRUST COLLECTIVE SL CORE SHORT TERM INVESTMENT FUND FlexShares Global Quality Real Estate Index Fund Northern Trust Collective United States Small Cap Index Fund - Non- Lending Northern Trust Common FCP Short Term Investment Fund NORTHERN TRUST COLLECTIVE CANADA INDEX FUND - NON - LENDING Northern Stock Index Fund Northern Trust Collective S&P 400 Index Fund - Lending Northern Bond Index Fund Northern Global Tactical Asset Allocation Fund Northern Trust Collective Long-Term US Corporate Bond Index Fund - Non-Lending Northern Trust Collective Emerging Markets ex China Investable Market Index Fund - Non-Lending Northern Trust Common Treasury Inflation-Protected Securities (TIPS) Index Fund - Lending FlexShares International Quality Dividend Defensive Index Fund Northern Trust Collective Emerging Markets Investable Market Index Fund - Non-Lending Northern Trust Collective High Yield Fund - Non-Lending FlexShares US Quality Large Cap Index Fund Northern Trust Collective Quality Small Cap Value Fund - Lending Northern Trust Common Securitized Bond Index Fund - Non -Lending Northern Trust Collective Russell 3000 Index Fund - DC - Non-Lending Northern Trust Collective Mortgage-Backed Securities Index Fund - Non-Lending Northern Core Bond Fund Northern Trust Collective Russell 1000 Value Index Fund - Non-Lending Northern Global Sustainability Index Fund Northern Trust Collective Russell 3000 Index Fund - Lending U.S. Quality ESG Fund Northern Trust Common All Country World ex-US Investable Market Index Fund - Non-Lending FlexShares iBoxx 5-Year Target Duration TIPS Index Fund Multi-Manager High Yield Opportunity Fund Northern Trust Common Labor Select Russell 3000 Index Fund - Lending NTCC International Equity Fund FEBT Northern Trust Collective S&P 500 Growth Index Fund - Lending NTCC Collective Funds for Employee Benefit Trusts Northern Trust Collective US Credit Bond Index Fund - Lending NTCC Small Cap Fund FEBT U.S. Government Select Money Market Fund Northern Trust Collective World ex-US Index Fund - Lending Northern Trust Collective Russell 2000 Value Index Fund - Lending Northern Trust Collective 1-10 Year Treasury Inflation- Protected Securities (TIPS) Index Fund - Non-Lending NORTHERN TRUST COLLECTIVE EAFE SMALL CAP INDEX FUND - NON - LENDING Northern Trust Collective S&P 400 Index Fund - DC - Non-Lending Northern Institutional Funds Northern Trust Collective United States Investable Market Index Fund - DC - Non-Lending FlexShares Credit-Scored US Long Corporate Bond Index Fund Multi-Advisor Funds Global Sustainable Infrastructure Fund Northern Trust Collective Russell 1000 Growth Index Fund - Non-Lending Northern Trust Collective Long Term Credit Bond Index Fund - Lending Northern Trust Collective Short Term Government Bond Index Fund - Lending Northern Trust Collective All Country World ex-US Investable Market Index Fund - Lending RVP NT 30 Yr MBS/ABS/CMBS Index Division, an investment division of Talcott Resolution Life Insurance Company Northern Trust Collective Treasury Inflation-Protected Securities (TIPS) Index Fund - Non-Lending Northern Trust Collective Russell 2000 Value Index Fund - Non-Lending NTAM Treasury Assets Fund FlexShares Quality Dividend Defensive Index Fund NORTHERN TRUST COLLECTIVE 1 10 YEAR INTERMEDIATE GOVERNMENT BOND INDEX FUND LENDING Northern Trust Collective US Real Estate Index Fund - Non Lending Northern Trust Collective All Country World ex-US Investable Market Index Fund - Non-Lending Northern International Equity Fund Northern Trust Collective Extended Equity Market Index Fund - Non-Lending FlexShares Morningstar US Market Factor Tilt Index Fund NORTHERN TRUST COLLECTIVE WORLD GOVERNMENT BOND INDEX FUND NON LENDING NORTHERN TRUST COMMON GOVERNMENT CREDIT BOND INDEX FUND - LENDING Northern Trust Collective Russell 3000 Index Fund - Non- Lending FlexShares STOXX Global ESG Select Index Fund FlexShares iBoxx 3-Year Target Duration TIPS Index Fund NORTHERN TRUST COLLECTIVE QUALITY LARGE CAP CORE RUSSELL 1000 FUND - LENDING

The Northern Trust Company (Direct Parent)

NORTHERN TRUST CORPORATION (Ultimate Parent)

No direct child data available

No ultimate child data available

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